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Новости FCA

  • Автор: FCA
    The FCA will focus on investigating suspected criminal offences by Mr Dance, having secured a 12-month pause in our civil case over serious regulatory breaches. On 1 March 2024, following an application by the FCA, His Honour Judge Baumgartner sitting as a judge of the High Court granted a 12-month pause in ourcivil caseagainst Mr […]
  • Автор: FCA
    Mr Mohammed Zina was today found guilty of six offences of insider dealing and three offences of fraud following a 12-week trial at Southwark Crown Court brought by the Financial Conduct Authority (FCA). Between 2014 and December 2017, Mohammed Zina worked as an analyst at Goldman Sachs International. Through his role in the Conflicts Resolution […]
  • Автор: FCA
    We are pleased that the Court has decided to approve the scheme. We understand that LFS expect to start making payments to scheme creditors as soon as possible, if there is no appeal of the Judge’s decision. Investors voted overwhelmingly in support of the scheme. The small minority have now had their representations fully considered […]
  • Автор: FCA
    The FCA has fined a former director of London Capital & Finance plc (LCF) £31,800 and banned him from working in financial services. Floris Jakobus Huisamen was responsible for compliance at LCF but recklessly signed off hundreds of financial promotions, which contributed to thousands of investors being misled. LCF marketed minibonds to retail investors. Financial […]
  • Автор: FCA
    Over 10,000 financial adverts and other promotions were withdrawn or changed in 2023 following intervention from the Financial Conduct Authority (FCA), an increase of 17%, year-on-year. The FCA also published 2,285 alerts to help prevent consumers from losing their money to scams, up from 1,800 in 2022. After being given new powers by the Government, […]
  • Автор: FCA
    The FCA and National Crime Agency (NCA) conducted a major operation to arrest 3 London based individuals.
  • Автор: FCA
    The Economic Secretary to the Treasury Bim Afolami has appointed Bryan Zhang to the board of the Financial Conduct Authority (FCA). Mr Zhang has extensive experience within financial services, particularly within Fintech, Digital Transformation, and Open Banking. He is a Co-Founder and the Executive Director of the Cambridge Centre for Alternative Finance (CCAF) at the […]
  • Автор: FCA
    The FCA is today writing to a number of financial adviser firms requesting information about their delivery of ongoing services, for which their clients continue to be charged after advice has been given. In its survey, the FCA asks if firms have assessed their ongoing services in response to the introduction of the Consumer Duty, […]
  • Автор: FCA
    The FCA has withdrawn arrest warrants for Konstantinos Papadimitrakopoulos and Dimitris Gryparis, respectively the former chief executive and chief financial officer of Globo plc. In February 2019, the FCA obtained domestic and European Arrest Warrants (EAWs) for both Mr Papadimitrakopoulos and Mr Gryparis and sought to extradite them from Greece to face criminal charges of […]
  • Автор: FCA
    Illegal money lender, Dharam Prakash Gopee (70), has been sentenced to almost 8 years in prison for failing to pay a confiscation order. In 2018, Mr Gopee was prosecuted by the Financial Conduct Authority and convicted of illegally lending to vulnerable people at high rates. He had sought to take their homes when they were […]
  • Автор: FCA
    The FCA has today published the findingsof its wholesale data market study, which examined competition in the markets for credit ratings data, benchmarks and market data vendor services. The regulator has ruled out a significant intervention because of potential unintended consequences, such as on the availability and quality of data, in a market relied upon […]
  • Автор: FCA
    In August 2020, following a trial, the High Court ordered illegal pension introducers Avacade, Alexandra Associates and their directors to pay £10,715,000 restitution to consumers. We provide an update on the case. Following the High Court order, the Court of Appeal upheld findings of breaches against Alexandra Associates (U.K.) Limited trading as Avacade Future Solutions, […]
  • Автор: FCA
    Following a sentencing hearing at Southwark Crown Court, Mohammed Zina, 35, was today sentenced to 22 months in prison for insider dealing and fraud. On 15 February 2024, Mohammed Zina was found guilty of six offences of insider dealing and three offences of fraud following a 12-week trial at Southwark Crown Court brought by the […]
  • Автор: FCA
    Today at Southwark Crown Court, Guy Flintham pleaded guilty to fraud, following a prosecution brought by the FCA. Between January 2016 and November 2021, Mr Flintham, based in Blackburn, Lancashire, defrauded around 240 investors by making false representations to persuade them to invest approximately £19m in an investment scheme operated by him. Mr Flintham made […]
  • Автор: FCA
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at KPMG. Speaker:Sheldon Mills,Executive Director, Consumers and Competition Event:KPMG Delivered:20 February 2024 Note:This is the speech as drafted and may differ from the delivered version Highlights Firms have made solid progress in many areas of the Consumer Duty and the clock is now ticking for […]
  • Автор: FCA
    Speech by Ashley Alder, Chair, delivered at the UK Mission to the European Union. Speaker: Ashley Alder, Financial Conduct Authority Chair Event: UK Mission to the European Union Delivered: 20 February 2024 Note: this is the speech as drafted and may differ from the delivered version Highlights: Global cooperation amongst regulators is vital for cross-border […]
  • Автор: FCA
    The Financial Conduct Authority (FCA) has today committed to carrying out enforcement cases more quickly as the organisation seeks to increase the deterrent impact of its enforcement actions. In the future the FCA will focus on a streamlined portfolio of cases, aligned to its strategic priorities where it can deliver the greatest impact. The FCA […]
  • Автор: FCA
    Speech by Therese Chambers, joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit. Speaker: Therese Chambers, joint executive director of enforcement and market oversight Event: City and Financial Global — The Market Abuse and Market Manipulation Summit Delivered: 27 February 2024 Note: this is the speech as […]
  • Автор: FCA
    FCA issues final message before the end-March 2024 deadline and a reminder of the expected cessation of US dollar synthetic LIBOR at end-September 2024. It is now 1 month until the 3-month synthetic sterling LIBOR setting ceases permanently on 28 March 2024. This is the last remaining synthetic sterling LIBOR setting, and its end marks […]
  • Автор: FCA
    The Financial Conduct Authority(FCA) has today announced that multiple insurance firms have agreed to pause sales of Guaranteed Asset Protection (GAP) insurance, following a request from the FCA. The firms which have agreed to this action account for 80% of the GAP market. The regulator will carry out a second tranche of engagement with the […]
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