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Новости FCA

  • Автор: FCA
    The FCA has told financial firms – including banks, payment firms and lenders – to do more to ensure parliamentarians, senior public servants and their families are not treated unfairly. Under legislation adopted by Parliament, financial firms are required to do extra checks on so-called politically exposed persons (PEPs). This follows global standards set by […]
  • Автор: FCA
    Last year, we launched a review of the treatment of domestic Politically Exposed Persons (PEPs) by financial services firms. We had been on track to publish the findings from this review in line with the end of June deadline set in the Financial Services and Markets Act 2023. However, we do not think it is […]
  • Автор: FCA
    Speech by Nikhil Rathi, FCA Chief Executive, delivered at the Investment Association Annual Conference. Speaker: Nikhil Rathi, Chief Executive Event: Investment Association Annual Conference 2024 Delivered: 5 June 2024 Note: This is a drafted speech and may differ from the delivered version Introduction UK asset management – the second largest asset management centre in the […]
  • Автор: FCA
    On 5 June 2024, the directors of TCL and TCSL placed the firms into administration. Ed Boyle and Robert Spence from Interpath Advisory (Interpath) were appointed as the joint administrators for both firms. TCL and TCSL are authorised and regulated by the FCA. They used Tenet Network Services (TNS) and TenetConnect as trading names. TCL […]
  • Автор: FCA
    On 15 May 2024, we placed restrictions on Motmaen Limited (Motmaen), removing itsability to provide money transfer payment services. Motmaen is a small payment institution that is registered to provide money remittance (ie money transfer) services.We removed its ability to provide these payment services. Motmaen must pay all its liabilities to its customers by 22 […]
  • Автор: FCA
    In an online experiment with over 9,000 consumers, the FCA found that digital engagement practices (DEPs) used by trading apps, such as push notifications and prize draws, can increase trading frequency and risk taking. In an FCA first, the regulator built an experimental trading app platform to test the effect of different DEPs on trading […]
  • Автор: FCA
    We previously placed restrictions on London Court Limited to stop it from conducting regulated activities for either new clients or new investments. We are issuing an update because we have become aware that investors holding Whisky Scotland bonds are being approached by persons who are claiming they are able to assist investors in recovering their […]
  • Автор: FCA
    The FCA urges victims to come forward by 3 July 2024 after the court ordered compensation for victims of fraudulent trading and regulated activities carried on without authorisation. Following a hearing before His Honour Judge Tomlinson in Southwark Crown Court, the FCA has secured a confiscation order, under the Proceeds of Crime Act 2002, against […]
  • Автор: FCA
    The FCA, working with the Metropolitan Police Service, has conducted an operation to arrest 2 individuals, aged 38 and 44, suspected of running an illegal cryptoasset exchange. More than £1 billion of unregistered cryptoassets are believed to have been bought and sold through this business. The FCA inspected the offices associated with the suspects and […]
  • Автор: FCA
    On 19 June 2024, PCF Bank Limited (PCF), together with its subsidiaries PCF Credit Limited and Azule Limited, entered into creditors' voluntary liquidation. Peter Dickens and Edward Macnamara of PricewaterhouseCoopers LLP (PwC) were appointed joint liquidators. PCF made the decision to cease trading and wind down its operations in 2021. As PCF is no longer […]
  • Автор: FCA
    The Payments Systems Regulator (PSR) and Financial Conduct Authority (FCA)are seeking views on the benefits and risks digital wallets bring to people and businesses. The use of digital wallets has grown rapidly over the last few years, and it’s likely that more than half of UK adults now use one. With Apple Pay, Google Pay […]
  • Автор: FCA
    On 18 June 2024, LCC Trans-Sending Limited (LCC) entered special administration under the Payment and Electronic Money Institution Insolvency Regulations 2021. Payment services firm LCC entered special administration on 18 June 2024 and has now ceased trading. Christine Mary Laverty, Russell Simpson and Jarred Erceg of Grant Thornton UK LLP, have been appointed as joint […]
  • Автор: FCA
    Demetrios Hadjigeorgiou and David Stephen have referred their Decision Notices to the Upper Tribunal where they will each present their respective cases. Any findings in these individuals’ Decision Notices and the descriptions of those findings in this press release are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers […]
  • Автор: FCA
    We've appointed the members of our advisory committee on secondary markets for the period June 2024 to June 2026. The UK Secondary Markets Advisory Committee supports our work in wholesale secondary markets in equities, fixed income, foreign exchange, and commodities markets across securities, futures, swaps, and options markets. It supports our work by: helping to […]
  • Автор: FCA
    Speech by Steve Smart, joint executive director of enforcement and market oversight, delivered at the Financial Services Investigationsand Enforcement Summit. Speaker: Steve Smart, joint executive director of enforcement and market oversight Event: City and Financial Global – Financial Services Investigationsand Enforcement Summit Delivered: 26 June 2024 Note: this is the speech as drafted and may […]
  • Автор: FCA
    We issue a reminder of the expected cessation of the remaining synthetic US dollar LIBOR settings at the end of September 2024. It’s now 3 months to go until the 1-, 3- and 6-month synthetic US dollar LIBOR settings are expected to cease after publication on Monday 30 September 2024.  These are the last remaining synthetic […]
  • Автор: FCA
    The new rules are the biggest changes to the listing regime in over 3 decades. They aim to support a wider range of companies to issue their shares on a UK exchange, increasing opportunities for investors. In rules published today, the Financial Conduct Authority (FCA) has set out a simplified listings regime with a single […]
  • Автор: FCA
    On 11 July 2024, the directors of Donre Advisory Limited (Donre Advisory) appointed Sean Bucknall and Andrew Hosking of Quantuma Advisory Limited (Quantuma) as joint liquidators. Donre Advisory (firm reference number (FRN) 513993) has entered creditors’ voluntary liquidation (CVL). It was previously known as Basi & Basi Financial Planning Limited. The firm advised on and […]
  • Автор: FCA
    Trials have been scheduled after the FCA charged 9 individuals in relation to an unauthorised foreign exchange trading scheme promoted on social media. On 11 July 2024 at a plea and trial preparation hearing at Southwark Crown Court, Holly Thompson, Biggs Chris, Jamie Clayton, Lauren Goodger, Rebecca Gormley, Yazmin Oukhellou and Scott Timlin each pleaded […]
  • Автор: FCA
    Dr Felix Martin has been appointed chair of the FCA's new, independent Cost Benefit Analysis (CBA) Panel. Dr Martin will lead the Panel as it examines how the FCA and Payment Systems Regulator (PSR) assess the proportionality of proposed policy changes. It will provide advice to the regulators on preparing and improving CBAs. The FCA […]
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