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Новости FCA

  • Автор: FCA
    The FCA has fined Mako Financial Markets Partnership LLP (Mako) £1,662,700 for failing to ensure it had effective systems and controls to guard against financial crime. Mako also failed to adequately apply the policies and procedures it did have in place.This eighth enforcement case brought by the FCA, concludes its investigations into cum-ex trading. Working […]
  • Автор: FCA
    Speech by Emily Shepperd, chief operating officer,at the 2025 Risk Leader Summit, hosted by the Professional Risk Managers International Association (PRMIA).
  • Автор: FCA
    This page contains information about fines published during 2025. The total amount of fines so far is £2,050,862.53. Firm or individual finedDateAmountReasonMako Financial Markets Partnership LLP17/02/2025£1,662,700This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firm sector. We imposed a financial penalty.Infinox Capital […]
  • Автор: FCA
    The Financial Conduct Authority (FCA) has today opened further floor space at its existing base at 6 Queen Street, increasing it by an additional 5,000 square feet. First opened in 2022, the FCA’s regional office in Leeds is now a base for over 300 employees, with around 100 more people expected to be welcomed into […]
  • Автор: FCA
    We have responded to the Government, setting out the significant work we already have underway and how we will go further to support growth. Read our letter.
  • Автор: FCA
    On 22 January 2025, London Community Credit Union (LCCU) was placed into administration and has now stopped trading. James Sleight and Stratford Hamilton of PKF Littlejohn Advisory Limited have been appointed as joint administrators. LCCU is a financial co-operative owned by its members. It is regulated by the Prudential Regulation Authority (PRA) and the Financial […]
  • Автор: FCA
    The FCA has taken action to protect consumers by stopping Arthur Temlett, trading as Abacus Insurance Consultants, from carrying out any regulated activities, including acting as an insurance broker. The FCA is concerned that Abacus Insurance, which was based in Dumfries and Galloway, may have been selling home/motor insurance and not passing premium payments on […]
  • Автор: FCA
    Next steps for open banking will include a new independent company to drive forward variable recurring payments. Open banking is a UK success story with over 11.7 million active users and over 22.1 million open banking payments made monthly.There was significant progress in developing open banking in 2024, thanks to voluntary funding from 20 leading […]
  • Автор: FCA
    We welcome a positive outcome for investors, following our High Court proceedings over collective investment schemes. We brought a High Court claim against Lupton Fawcett LLP in respect of work undertaken for the Qualia Group of companies by a former member of the firm in and around 2016. In our claim, we alleged that Lupton […]
  • Автор: FCA
    The FCA and Practitioner Panel survey is being sent to all regulated firms so they can share their feedback on how the FCA regulates the industry. The survey is carried out on our behalf by Verian (formerly known as Kantar Public), an independent social research organisation.For the first time, the survey will be sent out […]
  • Автор: FCA
    On 10 February 2025, Nvayo Limited (Nvayo) entered special administration. Dane O’Hara, Alex Cadwallader and Andrew Poxon, all of Leonard Curtis (UK) Limited, were appointed as administrators. Nvayo is authorised by the FCA to issue electronic money (e-money) and provide payment services.Nvayo issued e-money in multiple currencies via e-wallets and pre-paid cards (Aurae Lifestyle and […]
  • Автор: FCA
    On 30 January 2025, CFSL (also known as Solaris EMI) entered special administration. Joshua James Dwyer and Robert Spence of Interpath Limited have been appointed as Joint Special Administrators. The Court decided to place CFSL into special administration on application by its directors. Joshua James Dwyer and Robert Spence of Interpath Limited were appointed as […]
  • Автор: FCA
    The FCA has set out proposals to make it easier for listed companies to issue corporate bonds that wealth managers and retail investors can buy. The FCA is consulting on a single standard for corporate bond prospectuses, covering both large and small (less than £100,000) bond sizes. This would reduce costs and barriers for companies […]
  • Автор: FCA
    The FCA has secured a confiscation order of £5,963,376.15, against convicted fraudster Guy Flintham. Mr Flintham is serving a 6-year prison sentence having pleaded guilty to fraud by false representation. The fraudulent investment scheme operated by Mr Flintham took £19m from over 240 investors.He made several fraudulent claims to investors, including about how the scheme […]
  • Автор: FCA
    The FCA has secured a confiscation order of £586,711.01 against Mohammed Zina, a convicted insider dealer. The order must be paid within 3 months, or Mr Zina will face a further 5 years in prison. The confiscation order amounts to all of Mr Zina’s available assets.Therese Chambers, the FCA’s joint executive director of enforcement and […]
  • Автор: FCA
    Speech by Emily Shepperd, chief operating officer, at the 10th Annual Culture and Conduct in Financial Services Summit.
  • Автор: FCA
    The FCA has today written to people who complained about the way the FCA handled the Blackmore Bonds case. Blackmore Bond PLC (Blackmore) was an unregulated firm that raised funds by issuing mini-bonds. Two regulated firms, NCM Fund Services (NCM) and Northern Provident Investments (NPI), approved the financial promotions for the mini-bonds.The FCA conducted thorough […]
  • Автор: FCA
    Nearly 20,000 financial promotions were withdrawn or amended in 2024 following intervention from the FCA — nearly double the amount in 2023. The regulator has highlighted concerns with cryptoasset, debt solutions, and claims management company (CMC) promotions. 9,197 CMC promotions were withdrawn in 2024. Many of these promotions were related to housing disrepair and motor […]
  • Автор: FCA
    The FCA has charged Mrs Lisa Campbell with multiple criminal offences, including fraud by abuse of position and providing false or misleading information to the FCA to conceal her wrongdoing. Mrs Campbell was the sole director of Campbell & Associates Independent Financial Advice Ltd (Campbell & Associates), an FCA authorised financial advisory firm which operated […]
  • Автор: FCA
    The FCA has issued a Final Notice objecting to the proposed acquisition of Olampicaran Limited (Olampicaran) by Mr Ahmed. Mr Ahmed failed to notify and seek approval from the FCA, causing harm to the integrity of the UK payment services market. Mr Ahmed sought to acquire 100% control of Olampicaran, which was a small payments […]
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