Институт фондового рынка и управления (ИФРУ) | Обучение и аттестация специалистов в финансово-экономической сфере

+7 (495) 369-04-02

Новости FCA

  • Автор: FCA
    Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, Internationalat TheCityUK International Conference 2024. Speaker: Sarah Pritchard, Executive Director, Markets and Executive Director, International Event: TheCityUK International Conference 2024 Delivered:18 April 2024 Note: This is the speech as drafted and may differ from the delivered version Highlights We want to strike a balance between […]
  • Автор: FCA
    The Financial Conduct Authority (FCA) has identified shortcomings in how some motor insurance firms are valuing written-off or stolen vehicles. An FCA review has found evidence that suggests some firms are offering their customers less than their written-off or stolen vehicle is worth and, in some cases, are only increasing that offer when a customer […]
  • Автор: FCA
    In its Business Plan for 2024-25, the FCA has set out an ambitious programme of work for the final year of its 3-year strategy to achieve better outcomes for consumers and markets. Nikhil Rathi, Chief Executive of the FCA, said: 'We’ve already made significant progress in delivering against the bold vision we set out in […]
  • Автор: FCA
    The Financial Conduct Authority (FCA) has today written to the Chief Executives of financial advice firms asking them to review their processes when providing retirement income advice. The lettercomes following the FCA’s thematic review of retirement income advice which examined how firms were providing advice. The review identified examples of good practice in the market […]
  • Автор: FCA
    The FCA alleges that the individuals ran an unauthorised investment scheme, which defrauded investors out of £3.9 million. The FCA has charged Bruce Rowan, David Simmons, Robert Sweeney and Justin Russell with multiple counts of conspiracy to commit fraud by false representation. Robert Sweeney and David Simmons are also charged with money laundering. The 4 individuals […]
  • Автор: FCA
    Our Statement of Policy on panel appointments states our policy for appointing members to our statutory panels, in accordance with the Financial Services and Markets Act (FSMA) 2000. Under section 1RA of FSMA 2000, we are required to publish a statement of policy in relation to the appointment of members of our statutory panels that […]
  • Автор: FCA
    We provide an update for consumers on our work relating to the administration of Philips Trust Corporation. We know the matters in this article can be extremely distressing for those impacted. For further help and support, you can find more information here.
  • Автор: FCA
    This page contains information about fines published during 2024. The total amount of fines so far is £929,640. Firm or individual fined Date Amount Reason Inspirational Financial Management Ltd (in administration) 11/03/2024 £897,840 This Final Noticerefers to breaches of Principles 3, 6 and 9 related to the provision of unsuitable defined benefit pension transfer advice […]
  • Автор: FCA
    Guidance for memes, reels and gaming streams promoting financial services has been published by the FCA today. The FCA has set out how adverts across social media channels must be fair, clear and not misleading, meaning they must have balance and carry the right risk warnings so people can make well informed financial decisions. Social […]
  • Автор: FCA
    The Bank of England (BoE), the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Payment Systems Regulator (PSR) (together ‘the Authorities’) have a joint-authority Memorandum of Understanding (MoU). The MoU continues to set out the high-level framework the Authorities use to cooperate in relation to payment systems in the UK. The Financial […]
  • Автор: FCA
    Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight. Speaker:Sheree Howard, Executive Director of Risk and Compliance Oversight Event:PIMFA Women’s symposium conference Delivered: 16 April 2024 Note: This is the speech as drafted and may differ from the delivered version Highlights Our latest Financial Lives Survey finds more women than men are struggling […]
  • Автор: FCA
    We advise all former customers of SO FX Ltd who may have a claim to contact the firm’s liquidators, Evelyn Partners. In August 2020, we published a warning about SO FX on the Financial Services Register that it may be providing financial services or products in the UK without our authorisation. SO FX Ltd entered […]
  • Автор: FCA
    On 27 March 2024, Larry Barreto and Tassib Hussain were sentenced for fraud offences following a prosecution brought by the FCA, which saw the pair convicted in November 2023. Mr Barreto was sentenced to a total of 2 years’ imprisonment, suspended for 2 years, with 120 hours of unpaid work, for 11 counts of fraud […]
  • Автор: FCA
    Mr Stuart Bayes was today found guilty of 2 offences of insider dealing, following an 8-week trial at Southwark Crown Court in a prosecution brought by the Financial Conduct Authority (FCA). Mr Bayes was employed as a site manager at UK plastic manufacturer, RPC Group Plc (RPC). Through his employment he obtained confidential information, known […]
  • Автор: FCA
    The Financial Conduct Authority (FCA) has secured court approval to obtain £1.6m from Argento Wealth Ltd (AWL) and its sole director Mr Daniel Willis, who promoted 2 alleged unlawful investment schemes. The FCA previously commenced civil proceedings against AWL and Mr Willis to recover investor funds linked to the firm’s alleged unlawful activity, with the […]
  • Автор: FCA
    New research from the Financial Conduct Authority (FCA) has found that while many are struggling to meet financial commitments, the picture has improved over the last year. The regulator found 7.4m people were struggling to pay bills and credit repayments in January 2024, down from 10.9m in January 2023. This is still higher than the […]
  • Автор: FCA
    The FCA has put forward plans for a new way to pay for investment research. Analysis by the FCA shows that asset managers are largely getting the research they need under the current rules. However, the current options available to UK asset managers can be operationally complex and may, in some instances, favour larger asset […]
  • Автор: FCA
    Link Fund Solutions (LFS) failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund (WEIF), according to findings published by the FCA. The FCA found that between 31 July 2018 and the fund's suspension on 3 June 2019, LFS failed to manage the liquidity of the fund […]
  • Автор: FCA
    We are writing to motor finance firms to remind them they must maintain adequate financial resources at all times. We are currently reviewing the historical use of motor finance discretionary commission arrangements (DCA). We have observed firms taking different approaches to account for the potential impact of previous use of DCA on their financial resources. […]
  • Автор: FCA
    Together with Ofgem, Ofwat and Ofcom, we've set out our expectations for firms across markets, as many consumers feel the strain from cost of living pressures. We’ve joined forces with other regulators to call on firms to improve debt collection practices. This is especially important as many consumers continue to feel the strain from cost […]
Прокрутить вверх